Registered Client Service Associate
$34,320–$90,000 year
On-site · Santa Rosa, California, United States
Job Summary
Provide exceptional client service and support for Financial Advisor(s)/Private Wealth Advisor(s) teams. Responsibilities include servicing clients, executing money movement transactions, answering client questions, onboarding and maintaining client accounts, enrolling clients in digital tools, supporting marketing and business plans, calendar and travel logistics, and maintaining documentation with strong interpersonal, detail, and organizational skills. Requires familiarity with financial products and licensing (Series 7/66/63/65) and ability to work in a fast-paced environment.
Required Qualifications
- High School Diploma/Equivalency
- College degree preferred
- Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
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