Registered Client Associate -Memphis
On-site · Memphis, Tennessee, United States
Job Summary
The Registered Client Associate supports the Private Client Group by collaborating with Financial Consultants and acting as a main contact for clients. Responsibilities include opening new accounts, processing customer orders, verifying transaction accuracy, responding to client requests, and performing administrative tasks. Required skills include excellent communication, attention to detail, analytical thinking, and proficiency in Microsoft Office. A Bachelor's degree in a relevant field and SIE, Series 7, and Series 63 or 66 certifications are mandatory for this mid-level role.
Required Qualifications
- Bachelor's degree in Accounting, Marketing, Business Administration, Finance, or a related field
- 12-18 months of prior industry experience
- SIE – Securities Industry Essentials
- Series 7 – General Securities Representative
- Series 63 - State Law Exam or Series 66 – Combined State Law
Desired Qualifications
- Experience with Travel and Transport
Additional Requirements
- Candidate must maintain confidentiality
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