Private Banking Compliance Officer Region Americas & Iberia 80% - 100% (f/m/d)
On-siteZürich, Zurich, Switzerland
Job Summary
Conduct client onboarding reviews, including assessment of KYC, client storyline, flow of funds, and CDB topics, while performing event-triggered KYC reviews. Support relationship managers and management in implementing and supervising compliance issues, and conduct internal investigations in cooperation with specialist departments and Business Management. Follow up on outstanding onboarding issues and escalations, identify and investigate serious cases of non-compliance, and provide training materials on compliance topics. Recommend, develop, and implement solutions to support continuous improvement of processes, procedures, and services. This role serves as a dedicated center of competence for the Region Americas & Iberia within the Private Banking Compliance team.
Required Qualifications
- Master's degree in law | business administration, postgraduate studies in Compliance Management or equivalent
- 3 – 5 years of experience in the client onboarding of an international Private Bank or in audit
- Knowledge of the Swiss regulatory environment, most critically on the AML regulation and client documentation standards
- Strong personality with good organizational and operational skills and proven ability to work under pressure
- Proficient in writing concise assessments
- Strong sense of integrity and discretion
- Independent, efficient, meticulous work method and solution oriented
- Good knowledge of MS Office and IT flair
- Excellent communication skills
- Fluent in English and Portuguese and | or Spanish (spoken and written)
Desired Qualifications
- knowledge of further languages is an advantage
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