Private Banking Compliance Officer Region Americas & Iberia 80% - 100% (f/m/d)
On-siteZürich, Zurich, Switzerland
Job Summary
Perform client onboarding reviews, including assessment of KYC, client storyline, flow of funds, and CDB topics, as well as event-triggered KYC reviews. Support relationship managers and management in the implementation and supervision of compliance issues, conduct internal investigations in cooperation with other specialist departments, and follow up on outstanding onboarding issues or escalations. Identify and investigate serious cases of non-compliance, provide training and materials on compliance topics, and recommend solutions to support continuous improvement of processes and services. This role serves as a dedicated center of competence for the Region Americas & Iberia.
Required Qualifications
- Master's degree in law | business administration, postgraduate studies in Compliance Management or equivalent
- 3 – 5 years of experience in the client onboarding of an international Private Bank or in audit
- Knowledge of the Swiss regulatory environment, most critically on the AML regulation and client documentation standards
- Strong personality with good organizational and operational skills and proven ability to work under pressure
- Proficient in writing concise assessments
- Strong sense of integrity and discretion
- Independent, efficient, meticulous work method and solution oriented
- Good knowledge of MS Office and IT flair
- Excellent communication skills
- Fluent in English and Portuguese and | or Spanish (spoken and written)
Desired Qualifications
- knowledge of further languages is an advantage
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.