Portfolio Guideline Analysis - Analyst
$31,200–$31,200 year
HybridLondon, England, United Kingdom
Job Summary
Review and analyze Fund and client guidelines to identify investment restrictions and ensure adherence to strict risk controls. Interpret client agreements and external regulations to recommend and implement guidelines for multi-asset accounts, collaborating with rule coders to launch and amend accounts accurately. Draft, review, and negotiate guidelines with Legal and Marketing groups while navigating the CRD compliance system. Lead policy development, perform quality checks on associate work, and train others on updated reference materials. Oversee workflow allocation and deliverables through strategic decision-making. Apply AI-enabled tools to enhance efficiency in interpretation and documentation while evaluating outputs for accuracy. Identify repetitive activities to develop scalable automation solutions and implement process improvements that reduce operational risk.
Required Qualifications
- Possesses working knowledge of Portfolio Guideline Analysis functions, policies, procedures, and systems
- Has a working knowledge of the functionalities and operational intersections of Global Investment Control and Capital Group
- Applies security knowledge as it relates to Capital's portfolio strategies, investment processes and compliance controls
- Communicates effectively, both in writing and orally, with a diverse group of associates, senior business leaders, and the Investment Group
- Understands the needs of our clients and handles requests with CG's investment philosophy in mind
- Works collaboratively in a global operating environment
- Codes rules in our compliance system, properly utilizing established rule coding conventions
- Analyses data extracted from various CG systems
Desired Qualifications
- Data analytics, derivative, and fixed income knowledge is a plus
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