PGIM Operations | Director, Regulatory Reporting
On-siteLondon, England, United Kingdom
Job Summary
Lead a team of five in managing daily production work for EMIR, ASIC, FMIA, MiFID, and SFTR regulatory reporting. Enforce process standards, mitigate operational risks, and serve as the primary escalation point for complex reporting matters. Drive process improvements by collaborating with Compliance, Legal, and Operational Risk to enhance workflows and prepare key performance metrics for leadership committees. Manage staff development through coaching, mentoring, and performance appraisals while ensuring alignment with the global regulatory strategy. Resolve complex stakeholder requests and attend client meetings to ensure accurate query resolution. Report to the Head of London Operations Team to maintain continuity and consistent service delivery across the department.
Required Qualifications
- Extensive experience in Operations/Regulatory Reporting environment, including significant leadership experience within Regulatory Reporting
- Extensive knowledge of regulatory reporting requirements in EMIR (UK & ESMA), ASIC, FMIA, SFTR and MIFID II (T+1 and Post Trade Reporting)
- Strong leadership skills
- Excellent communication and leadership skills, with the ability to influence across departments
- Comprehensive understanding of operational Risk and a strong commitment to maintaining robust operational controls
- Keeping abreast of industry/regulatory developments and market trends that can impact the business model and/or offer opportunities to improve our internal processes
Desired Qualifications
- Knowledge of Aladdin, Unavista, DTCC, Kaizen & Novatus beneficial
- Ideal candidate would come from an operations, regulatory or change management background
- Good product knowledge across all Fixed Income Products (Bonds, Derivatives Futures, Options) (Equities are not required)
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