PGIM Operations | Director, Regulatory Reporting
On-siteLondon, England, United Kingdom
Job Summary
Lead a team of five in managing daily production work and oversight for regulatory reporting across EMIR, ASIC, FMIA, MiFID, and SFTR. Enforce process standards, mitigate risks, and serve as the primary escalation point for complex regulatory matters while collaborating with Compliance, Legal, and Operating Risk. Drive process improvements by identifying inefficiencies and work with vendors like BlackRock to resolve stakeholder queries. Provide coaching, mentoring, and performance appraisal support to direct reports, ensuring alignment with global regulatory frameworks. Report into the Head of London Operations Team based in London.
Required Qualifications
- Extensive experience in Operations/Regulatory Reporting environment, including significant leadership experience within Regulatory Reporting
- Extensive knowledge of regulatory reporting requirements in EMIR (UK & ESMA), ASIC, FMIA, SFTR and MIFID II (T+1 and Post Trade Reporting)
- Strong leadership skills
- Excellent communication and leadership skills, with the ability to influence across departments
- Comprehensive understanding of operational Risk and a strong commitment to maintaining robust operational controls
- Keeping abreast of industry/regulatory developments and market trends that can impact the business model and/or offer opportunities to improve our internal processes
- Knowledge of Aladdin, Unavista, DTCC, Kaizen & Novatus beneficial
- Ideal candidate would come from an operations, regulatory or change management background
- Excellent written and verbal communication skills on all levels
- Embraces and encourages change and development
- Enjoys being a part of a team but is able to work independently
- Based in London
Desired Qualifications
- Good product knowledge across all Fixed Income Products (Bonds, Derivatives Futures, Options) (Equities are not required)
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