Operations Associate, Client Services
$60,000–$75,000 year
On-site · Minneapolis, Minnesota, United States
Job Summary
The Operations Associate is responsible for supporting daily activities in the Operations Department while providing high-quality operational and client service support to registered representatives and internal stakeholders. Key responsibilities include brokerage account servicing, transaction processing, and regulatory documentation to ensure compliance. Essential skills include a working knowledge of brokerage operations, strong communication abilities, and attention to detail. Candidates should have a High School diploma, with a bachelor's preferred, and 2-5 years of relevant financial services experience.
Required Qualifications
- High School Diploma or equivalent GED required
- Bachelor’s degree preferred
- 2-5 years of brokerage operations or related financial services experience preferred
- Prior experience within the broker-dealer or securities industry required
Desired Qualifications
- Ability to obtain FINRA Series 99
- Strong analytical and problem-solving abilities
- Strong organizational and time management skills
Additional Requirements
- Direct applicants only, no agencies
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