Operations Advisor (F) - Capital Markets Securities Settlements
$52,500–$87,500 year
Hybrid · Colorado, United States or US
Job Summary
Operations Advisor supports and executes Securities Settlements for FED, DTC and Mutual Fund products, investigates discrepancies in positions, completes daily checklists for audit readiness, and coordinates with Traders and Relationship Managers to facilitate timely settlements. Requires a FINRA Series 99 license; may be remote in select geographic locations with approval and occasional in-office participation. Emphasis on process controls, risk mitigation, and regulatory compliance within Capital Markets Settlements teams.
Required Qualifications
- Bachelor's degree or higher
- FINRA Series 99 license required
- 2+ years of professional experience in securities settlements or related field
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