Officer, Specialist, Custodian & Settlement, Securities & Fiduciary Services Operations, T&O
On-siteKwun Tong, Kwun Tong, Hong Kong
Job Summary
Execute securities transactions in settlement, corporate action, account opening, and billing efficiently and accurately. Handle day-to-day settlement for scripless and physical instruments across equities and fixed income. Process monthly fee billings, collections, holding statement dispatches, and custody account maintenance. Provide second-level client services and handle customer inquiries while complying with regulatory requirements and audit guidelines. Report suspicious transactions or incidents to management per the Incident Management Policy. Participate in user acceptance testing, review business requirements, and prepare test cases for system enhancements. Perform static data maintenance and information updates. Handle regular and ad hoc tasks as designed by leadership. The role is initially attached to one custody function with opportunities for rotation into other functions.
Required Qualifications
- Degree holder
- Minimum one years of relevant experience in securities operations
- Fresh graduates with good potential and high caliber will be considered
- Knowledge of CCASS
- SFC rules
- SFO
- HKICL
- Accuracy and thoroughness in work
- Problem-solving skills
- Interpersonal and communication skills
- Knowledge in MS office
- Result- and customer-oriented
- Positive attitude and self-motivated
- Good team player
- Supportive and flexible to take up team tasks
- Good command in English and Chinese (both spoken & written)
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.