Markets Specialist
On-site · Mumbai, Maharashtra, India
Job Summary
Markets Specialist to lead and oversee the day-to-day Clearing & Settlement operations for Private Bank India, ensuring efficient trade processing, settlement, regulatory compliance, operational risk management, and stakeholder engagement while driving process improvements and automation across the Broking Operations function. Requires strong expertise in broking operations, clearing and settlement, SEBI/exchange regulations, leadership capabilities to manage operational teams, and ability to deliver under a high-volume, deadline-driven environment. Will collaborate with internal/external stakeholders to ensure compliant and accurate trade lifecycle management; perform risk mitigation, governance, and regulatory reporting duties; and contribute to continuous process improvements. Essential skills include trade processing and settlement, regulatory knowledge, risk management, data analysis, and communication skills. Qualifications include a graduate/postgraduate background with relevant broking operations experience and proficiency in Excel/Access.
Required Qualifications
- Graduate/Postgraduate in any discipline with relevant experience in Broking Operations
- Experience in stock broking operations
- Strong knowledge of SEBI regulations and Exchange guidelines applicable to stock broking firms
- Hands-on experience in trade processing, trade settlement, securities settlement, accounting, exchange reporting, and MIS reporting
- Working knowledge of UCC, OTR, Pay-in, Pay-out, Margins, Position Limits, and Margin Utilization
- Experience in managing operational risk, regulatory reporting, and handling regulator-related queries
- Strong communication and stakeholder management skills
- Proficiency in Microsoft Excel, Word, and Access
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