Markets Compliance Officer - Vice President
On-site · Johannesburg, Gauteng, South Africa
Job Summary
Markets Compliance Officer in South Africa providing comprehensive compliance coverage across regulatory areas including Banks Act, Conduct Standard for Banks, Financial Markets Act, Financial Markets Regulations Act, FAIS Act, Financial Intelligence Centre Act, and JSE Rules. Serves as SME for regulations across Sub-Saharan Africa, Israel, and Mauritius; conducts governance and oversight, regulatory management, regulator engagements, policies and procedures, training, monitoring and testing, issue management, risk assessment and reporting, and risk control self-assessment. Develops CRMPs, maintains regulatory inventories, processes JSE/ODP/FSP registrations for regulated roles, analyzes issues, designs solutions, quantifies financial impact, prepares presentations for management and regulators, identifies control issues, conducts investigations on suspicious activity, and supports regulatory relationships. Requires extensive compliance experience, familiarity with SAIFM modules, and a degree with professional certification; strong stakeholder partnership, executive communication skills, and analytical capability are essential.
Required Qualifications
- Bachelor's degree with professional certification, minimum of 5 years of compliance or related risk management experience
- Derivatives product module (SAIFM)
- Bond product module (SAIFM)
- Introduction to Financial Markets (SAIFM)
- Regulations & Ethics of South African Markets (SAIFM)
- Registered JSE Compliance Officer in Bonds, IRCD Markets
- Strong understanding of Markets Products
- Experience with risk and controls
- Detail-oriented with high attention to detail and quality in work products
Desired Qualifications
- Experience with regulators
- Strong written and oral executive-level communication
- Bachelor's degree with professional certification
- Minimum of 5 years of compliance or related risk management experience
- Knowledge of JSE rules and direct regulatory environment
- Detail-oriented with analytical rigor
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