Manager, Internal Audit- Technology
On-siteAustin, Texas, United States or Westlake, Texas, United States
Austin, Texas, United States or Westlake, Texas, United StatesOn-siteFull TimeBachelors DegreeEnterprise
Full TimeBachelors DegreeEnterprise
Job Summary
Lead IT internal audits for the Broker Dealer Asset Management team, focusing on application risks, automated functionality, and data integrity. Evaluate and improve the efficiency of governance processes, risk management, and internal controls by conducting independent assessments of key application risks and controls. Manage a project team and coordinate with external co-sourcing providers, regulators, and internal business lines to ensure compliance with industry regulations. Anticipate issues, design appropriate solutions, and impart current regulatory knowledge to the team and auditees.
Required Qualifications
- 5-7+ years of IT audit experience with increasing responsibility
- Proven experience leading IT internal audits and their associated team members, amongst a complex operational and regulatory environment
- Ability to lead a project team and nurture a strong working relationship with external co-sourcing provider, regulators, and internal lines of businesses
- Clear understanding of risks and internal controls and the ability to evaluate and resolve adequacy and effectiveness of controls
- Stays current on industry and regulatory issues and standard methodologies; imparts this knowledge to the team and the auditees
- Excellent analytical skills, including the ability to anticipate issues and to design appropriate solutions
- Strong verbal and written communication skills with a demonstrated ability to articulate effectively and professionally
- Demonstrates relationships and insights to successfully influence others. Builds authentic and trusted relationships to create alignment and support
- Bachelor's degree required
Desired Qualifications
- Financial services and/or Big 4 Accounting experience a plus
- CPA, CIA, CFE, or CISA strongly preferred
- Other relevant certifications will be considered
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