Manager, Compliance & Risk Advisory
On-siteHong Kong, Hong Kong
Job Summary
Conduct proactive compliance advisory for business stakeholders on Insurance Authority regulations, including GL-3 and AML/CFT guidelines. Serve as the primary liaison with the Insurance Authority on regulatory matters, monitor and interpret regulatory updates, and partner with control functions to ensure adherence to applicable requirements. Identify, assess, and monitor key risks such as operational, conduct, and technology risks while supporting new product launches and digital healthcare initiatives. Assist with regulatory inspections, inquiries, and reporting obligations, and design compliance training programs for business teams. Lead risk and compliance projects, regulatory change initiatives, and process improvement activities while collaborating with Legal, Audit, Operations, and Technology teams.
Required Qualifications
- Minimum 5 years of relevant experience in Enterprise Risk Management (ERM)
- Minimum 5 years of relevant experience in Operational Risk Management
- Minimum 5 years of relevant experience in Compliance Advisory within insurance (IA-regulated) or banking (HKMA-regulated) institutions
- Strong understanding of Hong Kong regulatory frameworks, particularly Insurance Authority requirements
Desired Qualifications
- Knowledge of digital health or telemedicine regulations is an advantage
- Experience engaging with regulators or working within a regulatory body is highly desirable
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