Legal & Compliance - Australia Compliance, Vice President
On-site · Sydney, New South Wales, Australia
Job Summary
Provide compliance oversight for Australia regulatory matters as the Chief Compliance Officer for Australia, supporting the Private Wealth business and other activities in the region. Responsibilities include monitoring regulatory requirements for fundraising activity in Australia, advising on regulatory obligations and regulatory filings (ASIC, APRA, AUSTRAC; AML; FSCODA), coordinating with local regulators, staying abreast of regulatory changes and their business impact, and developing/implementing compliance programs, policies, procedures and controls. Manage and coordinate compliance training, conduct testing of programs, and liaise with Blackstone’s global offices; some travel required. Requires 10+ years of legal/regulatory experience in financial services, with strong written/spoken English and excellent communication skills; roles may involve regulatory filings and governance across Australia along with supporting Private Wealth and other regional activities.
Required Qualifications
- 10+ years of legal and regulatory experience in a legal, compliance, or internal audit role at an investment bank, asset manager or other financial institution
- Knowledge of ASIC, APRA and AUSTRAC regulatory structure and key regulations
- Excellent written and spoken English language skills
- Strong communication skills and ability to work in a team environment under pressure
- Experience with regulatory filings of Australian AFSL licensed entities and lending vehicles; AML and AUSTRAC reporting; FSCODA reporting
- Ability to travel as required
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