Lead Fiduciary Compliance Specialist
$120,000–$200,000 year
On-site · New York City, New York, United States
Job Summary
Lead Fiduciary Compliance Specialist to support the execution and enhancement of Wealth Management compliance programs, monitor and escalate compliance risks and issues, partner with Compliance Officers and business stakeholders on risk assessments, testing, and monitoring, track testing results and remediation efforts, and serve as a liaison to ensure consistent interpretation and application of policies and regulatory requirements. Requires strong understanding of banking regulations, risk management principles, and experience in wealth management or fiduciary compliance; proficiency in cross-functional collaboration and documentation of regulatory activities.
Required Qualifications
- Bachelor's Degree or equivalent
- 7 years of experience in banking, wealth management, compliance, or risk management
- 5-7 years of experience supporting compliance programs, regulatory requirements, or operational risk activities
- Exposure to compliance testing, monitoring, reporting, or policy implementation
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