J.P. Morgan Wealth Management - Vice President - Supervisory Manager - Atlanta, GA
On-site · Atlanta, Georgia, United States
Job Summary
Supervisory Manager in Chase Wealth Management leads a territory of Financial Advisors, managing complex, high-risk escalations end-to-end, overseeing risk-based reviews, staff development, performance evaluations, recruiting, and coordination with senior leadership. The role requires developing expertise in securities rules and regulations, conducting advisor book reviews to identify trends affecting multiple clients, and ensuring high-quality work within a changing regulatory environment. Travel up to 50% is expected.
Required Qualifications
- Minimum of 5 years of experience in a principal capacity and 2 years of experience within the securities investment industry supervision, compliance, or risk capacity, in retail investments.
- Proficient knowledge of regulations, BI requirements, fiduciary oversight, and financial planning strategies.
- Eagerness to engage directly with clients and advisors.
- Must hold FINRA Series 7 and one or more of the following licenses: FINRA Series 66 (63/65), 9/10 (4,24,53). appropriate State Life & Health Insurance license.
- Additional licensing requirements must be met within 120 days of hire.
- Bachelor’s Degree preferred.
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