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JPMorgan Chase4 months ago

J.P. Morgan Wealth Management - Vice President Central Supervisory Manager - Columbus, OH, Tempe, AZ and/or Plano, TX

On-site · Tempe, Arizona, United States or Columbus, Ohio, United States

Type
Full Time
Level
Senior Level
Education
Bachelors Degree
Company size
Enterprise
Industry
Investment Banking

Job Summary

Central Supervisory Manager responsible for ensuring the suitability and compliance of annuity and insurance products; conducts suitability reviews, escalates supervisory issues, and partners with field Supervisory Managers to resolve exceptions. Generates training for new team members, drives process improvements, and articulates findings and recommendations to management. Must demonstrate strong organizational, analytical, and communication skills, with the ability to collaborate across multiple levels of supervision and work within regulatory frameworks. Role emphasizes training, issue resolution, stakeholder alignment, project work, and meeting service level agreements.

Required Qualifications

  • Minimum 7 years of experience in the securities and investment industry
  • Active and valid FINRA Series 7 license
  • Active and valid FINRA Series 66 (or 63 and 65), 9/10 (or 4, 24, 53)
  • State Life & Health Insurance license, or ability to obtain within 120 days of hire
  • Bachelor’s degree
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JPMorgan Chase

J.P. Morgan Wealth Management - Vice President Central Supervisory Manager - Columbus, OH, Tempe, AZ and/or Plano, TX

Apply on Sorce