J.P. Morgan Wealth Management - Private Client Investment Associate - West Harrison, NY
On-site · East White Plains, New York, United States
Job Summary
Provide client service and operational support to Private Client Advisors in Wealth Management. Responsibilities include facilitating accurate and timely operational requests (account openings, money movement, investment trades), building and maintaining client relationships, assisting with wealth planning and referral lead generation, managing relationship and account reviews, preparing timely performance reports, actively engaging in risk management and Know Your Customer procedures, ensuring compliance with operational forms and documentation, prioritizing daily work, and contributing to a positive team culture. The role requires licenses (Series 7, SIE, Series 66, Life/Health) and related regulatory knowledge; company disclosures emphasize investment risks and broker-dealer affiliations.
Required Qualifications
- A valid and active Series 7 license is required or may be obtained within a 120 day condition of employment
- If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
- A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment
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