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JPMorgan Chase5 months ago

J.P. Morgan Wealth Management - Private Client Investment Associate - Select Advisor Group

On-site · New York City, New York, United States

Type
Full Time
Level
Mid Level
Education
License Or Certification
Company size
Enterprise
Industry
Investment Banking

Job Summary

Provide operational support to Private Client Advisors in Wealth Management, handling account openings, money movement, and investment trades; build and maintain client relationships; assist with ongoing wealth planning, referral-source management, and new lead generation; participate in risk management activities, account reviews, and regulatory/compliance procedures; prepare timely performance reports and ensure timely completion of daily tasks while fostering a collaborative team environment.

Required Qualifications

  • Active Series 7 license required or must be obtained within 120 days of employment
  • If registered after Oct 1, 2018, must have active SIE exam
  • Active Series 66 (63/65) license must be obtained within 120 days of starting in the role
  • Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment
  • Investment products offered through JPMS; FINRA/SIPC framework; regulatory compliance expectations
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JPMorgan Chase

J.P. Morgan Wealth Management - Private Client Investment Associate - Select Advisor Group

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