J.P. Morgan Wealth Management - Private Client Investment Associate - Scottsdale, AZ
On-site · Scottsdale, Arizona, United States
Job Summary
Private Client Investment Associate in Scottsdale supports Private Client Advisors in Wealth Management with client service, operational requests (account openings, money movements, and investment trades), and wealth planning support. Responsibilities include building and maintaining client relationships, processing requests, resolving issues, and assisting with referral source management and new lead generation. The role involves managing relationship and account reviews, preparing performance reports, engaging in risk management (KYC procedures, account reviews), and ensuring compliance with required operational forms and documentation. The position requires prioritizing daily work to meet deadlines, fostering team culture, and contributing to overall departmental operations and regulatory compliance. Licenses required include Series 7 (or obtained within 60 days), Securities Industry Essentials (if registered after Oct 1, 2018), Series 66, and Life and Health Insurance license within 60 days of starting.
Required Qualifications
- A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment
- If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
- A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.