J.P. Morgan Wealth Management - Private Bank Supervisory Manager - San Diego, CA
On-site · San Diego, California, United States
Job Summary
Private Bank Supervisory Manager in Asset & Wealth Management coordinates with Market Leadership and Supervisory team to manage complex, high-risk escalations end-to-end, acts as liaison across multiple departments, provides training and onboarding for new hires, and oversees compliance-related reviews and approvals (including brokerage trade corrections and eligibility for initial public offerings). The role involves leading monthly Market Manager meetings, participating in Market Leadership calls, coordinating with Registration and Central Supervision on changes to employee profiles, reviewing compliance surveillance inquiries, and ensuring proper escalation and resolution of errors and complaints, while supporting annual compliance examinations and remediation efforts.
Required Qualifications
- 7+ years of experience with supervision of securities/investment industry
- Licenses required: FINRA SIE, Series 7, 66 (63/65), 9/10 (4,24,53)
- A valid Series 4 is required or must be obtained within 90 days of starting in the role as a condition of employment
- Ability to provide clear, concise, and timely resolution to issues; problem-resolution skills
- Strong written and verbal communications skills; ability to communicate with all levels of leadership and Market colleagues
- Possess excellent time management, organization and follow up skills
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