J.P. Morgan Wealth Management - Private Bank Supervisory Manager - Fort Worth, TX
On-site · Fort Worth, Texas, United States
Job Summary
Lead supervisory activities within J.P. Morgan Private Bank's Asset & Wealth Management, coordinating with Market Leadership to meet supervisory requirements. Manage complex, high-risk escalations end-to-end and engage executive stakeholders. Train new hires and existing staff on procedures; coordinate with Central Supervision on suitability, compliance surveillance, and client-material reviews; provide pre-approval for alternative-investment accounts and determine IPO eligibility; act as escalation point for investment-related errors and complaints; liaise for annual compliance branch exams and remediation as needed.
Required Qualifications
- 7+ years of experience with supervision of securities / investment industry
- Licenses required: FINRA SIE, Series 7, 66 (63/65), 9/10 (4,24,53)
- A valid Series 4 required or must be obtained within 90 days of starting in role
- Bachelor’s Degree preferred
- Experience as Supervisory, Risk or Compliance professional preferred
- Experience working alongside Advisors preferred
- Ability to understand new investment products and firm-wide policies and procedures
- Section 19 FDIC Act compliance response required
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