J.P. Morgan Wealth Management – Licensed Investment Professional - Plano, TX
Hybrid · Plano, Texas, United States
Job Summary
J.P. Morgan Wealth Management – Licensed Investment Professional in Plano, TX: assist clients and prospects with brokerage accounts, discuss IRAs (Traditional and Roth), and initiate trades to support client goals; document interactions and comply with regulatory requirements; work onsite during training with a transition to a hybrid office-and-remote schedule, collaborating with partners to deliver exceptional client service and deepen client relationships; strong emphasis on compliance, FINRA registrations, and adapting communications to diverse client needs.
Required Qualifications
- FINRA Securities Industry Essentials (SIE)
- Series 7 and 63 (or equivalent)
- Ability to hold a registration in all 50 states
- Strong compliance record in prior position(s)
- Ability to create and foster strong partnerships with business partners
- Ability to manage multiple priorities in a fast-paced environment
- Ability to diagnose and resolve client inquiries and requests
- Bachelor’s degree preferred or equivalent experience
- 2 years of relevant financial services or brokerage experience
- Excellent communication and customer service skills
- Professionalism and adaptability for diverse client base
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