J.P. Morgan Wealth Management – Investment Professional - Chicago
Hybrid · Chicago, Illinois, United States
Job Summary
Unlicensed Investment Professional in J.P. Morgan Wealth Management assists clients with brokerage accounts, discusses Individual Retirement Accounts (Traditional and Roth IRAs), initiates trades in the capital markets, documents client interactions, and ensures regulatory compliance while delivering exceptional client service over the telephone. The role requires obtaining FINRA SIE, Series 7 and 63 within 90 days, and maintaining registrations in all 50 states. Candidates should demonstrate strong partnership skills, the ability to work independently and in a team, manage multiple priorities in a fast-paced environment, and adapt conversations to a diverse client base. Preferred qualifications include a Bachelor’s degree and 2 years of financial services or brokerage experience. Training is onsite Monday–Friday 8:30am–5:00pm, followed by a hybrid arrangement with in-office three days a week and remote two days, with department hours 7 AM–8 PM EST; non-standard schedules may apply.
Required Qualifications
- FINRA Securities Industry Essentials (SIE)
- Series 7 and 63 (or equivalent) must be obtained within 90 days of employment
- Strong compliance record in prior position(s) and ability to hold a registration in all 50 states
- Ability to create and foster strong partnerships with business partners, working independently as well as in a team environment
- Capacity to manage multiple priorities in a fast-paced environment and be adaptive to change
- Ability to diagnose and resolve client inquiries and requests as well as identify opportunities to deepen client relationships
- Bachelor’s degree preferred or equivalent experience
- 2 years of relevant financial services or brokerage experience
- Excellent communication and customer service skills, professionalism, and ability to adapt conversations to a diverse client base
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