Investment Consultant - Relationship Manager
On-siteBirmingham, Alabama, United States or Tuscaloosa, Alabama, United States
Job Summary
Advise clients in accordance with the Team's agreed upon strategy by analyzing investment opportunities and client needs to recommend appropriate strategies. Maintain and develop client relationships through financial planning and wealth management services, including preparing and delivering presentations and seminars for business development. Comply with all industry rules and regulations while utilizing Morgan Stanley Smith Barney resources to help clients realize their financial goals. Requires Series 7, 63, and RA registration, plus five years of business experience. Reports to the Branch Manager or Associate Market Manager within a global firm raising and managing capital for clients.
Required Qualifications
- Minimum of bachelor's degree or comparable professional certification
- Active Series 7
- Active Series 63
- Must maintain investment adviser representative (RA) registration, where required, in their place of business state and any other state(s) where the individual maintains a physical place of business
- At least 5 year(s) of business experience
- Proven success in a previous career
Desired Qualifications
- Minimum of 5 years FINRA Registration
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