Investment Associate
On-site · Rapid City, South Dakota, United States
Job Summary
Investment Associate at RBC Wealth Management supports Financial Advisors by gathering client suitability information, opening new accounts, facilitating transfers and disbursements, processing advisory agreements, monitoring accounts, researching investment strategies, and delivering high-quality client service. The role involves educating clients on products and services, identifying business development opportunities to increase revenue, and coordinating with partners to resolve complex problems. Requires strong knowledge of equities, fixed income, mutual funds, insurance and retirement planning, plus Series 7/66 (or 63/65) licensure, and a proven track record in a fast-paced wealth-management environment.
Required Qualifications
- 3+ years of Registered Client Associate experience or related industry experience
- Series 7 and 66 (or 63/65)
- Advanced understanding of stock market, investments and retirement plans
- Knowledge of fixed income products, equities, mutual funds, insurance, annuities
- Computer proficiency
- Strong customer service, communication and problem-solving skills
- Ability to navigate multiple demands in a fast-paced environment
- Knowledge of advisory processes and client communication
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