Internal Audit Manager - Vice President - Asset Management
On-site · Jersey City, New Jersey, United States
Job Summary
Senior-level Vice President/ Audit Manager role within Asset Management Internal Audit focusing on planning and leading global audit engagements, testing, reporting, and strengthening internal controls. Responsibilities include finalizing findings, providing opinions on control environments, collaborating with global colleagues, managing audit teams, implementing continuous auditing, staying informed on regulatory changes, and driving efficiency through automation and innovative technologies. Requires strong knowledge of financial services, asset management products, internal controls, data analytics capabilities, and the ability to interact with senior executives. Preferred qualifications include CPA/CIA and advanced degree.
Required Qualifications
- 7+ years of internal or external auditing experience, or relevant Asset and Wealth Management business experience
- Bachelor's degree (or relevant financial services experience)
- Experience with internal audit methodology and the application of those concepts in the delivery and execution of audits
- Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
- Knowledge of applicable laws and regulatory requirements (e.g., 12 CFR 9) related to asset management, investment advisor, broker-dealer and fiduciary activities
- Knowledge of various financial instruments, investment vehicles and capabilities, including alternative investments such as real assets, private equity, private credits, etc.
- Experience with using data analytics and large language model, as well as champion a culture of innovation
- Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management
- Demonstrated ability to modernize audit testing using advanced technology and data-driven methods to improve quality, efficiency, and consistency across Asset Management audits
- CPA, CIA, and/or Advanced Degree in Finance or Accounting is preferred
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