Internal Audit Director – Institution Securities Group (Financial Resources and Strategy)
$135,000–$135,000 year
On-siteNew York, United States
Job Summary
Formulate and lead assurance activities to assess risks within Financial Resources and Strategy, including secured funding, collateral management, and counterparty risk. Proactively identify emerging risks and articulate actionable insights to management regarding their criticality and impact. Partner with global stakeholders to drive effective working relationships and align projects with department priorities while overseeing team execution against audit methodology and quality standards. Conduct independent assessments of internal control, risk management, and governance systems to foster continual improvement within the firm's risk framework.
Required Qualifications
- Advanced knowledge of industry, global markets and regulations relevant to coverage area
- Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
- Ability to articulate risk and impact clearly and succinctly to different audiences
- Effective change and project management techniques and ability to support teams in adapting new ways of working
- Ability to leverage and analyze data to inform focus and views on risk
- Ability to coach and mentor others and create an inclusive work environment for team
- At least 6 years' relevant experience
- Location: New York, NY (4x per week in office)
Desired Qualifications
- Relevant certifications (i.e., CIA, CPA, CFA, CIDA, SIE, Series licenses, etc.)
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