Internal Audit Associate – Global Markets and Securities Services
On-siteKwun Tong, Kwun Tong, Hong Kong
Job Summary
Execute risk-based audits across the CIB Markets, Securities Services, Sales and Research businesses, including risk assessment, planning, testing, control evaluation, reporting, and issue validation. Provide timely updates and insights to senior audit management and stakeholders on business, operational, risk, and technology controls, as well as thematic and industry developments. Communicate audit results and issues clearly and persuasively to influence outcomes, both verbally and in writing. Employ computer-assisted auditing tools and identify opportunities for the use of continuous monitoring and automated auditing. Build and maintain strong working relationships with key stakeholders across the organization while staying current on regulatory changes, market events, and emerging risks. Adapt to changing priorities and participate in regional and global audits, including travel within and across regions as needed. Join the Internal Audit Department in Hong Kong to foster a culture of integrity, respect, teamwork, excellence, and innovation.
Required Qualifications
- Minimum 3 years of experience in audit, controls, compliance, or regulatory roles within financial services, a major accounting firm, or a regulatory body
- Bachelor's degree in Accounting, Finance, or related discipline
- Strong command of internal control concepts and audit methodology, with the ability to assess control adequacy and effectiveness
- Proven ability to execute audits and operate effectively in a global environment while managing multiple projects
- Demonstrated ability to multitask, deliver on time and on budget, and adjust to changing priorities
- Intellectual curiosity and a growth mindset, with accountability for continuous development and staying current on regulatory changes and audit/data methodologies
- Attention to detail and initiative in problem solving
- Strong team orientation, supporting colleagues through collaboration and information sharing
- Flexibility to travel regionally and globally for audit engagements
- Excellent communication and interpersonal skills, with the ability to articulate and present complex or sensitive issues to management
Desired Qualifications
- Professional certifications such as CPA, CA, CIA, CAMS, or equivalent
- Advanced skills in Excel or Access
- Experience with automated auditing or data tools (e.g., Alteryx, ACL)
- Willingness to travel approximately up to 20–30%
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