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JPMorgan Chase3 months ago

Head of Compliance, Conduct and Operational Risk - Thailand - Executive Director

On-site · Bangkok, Bangkok, Thailand

Type
Full Time
Level
Senior Level
Education
Bachelors Degree
Company size
Enterprise
Industry
Investment Banking

Job Summary

Lead the Compliance, Conduct and Operational Risk program across JPMorgan Chase Bank (Thailand) and JPMorgan Securities (Thailand), including regulatory advisory, reporting, testing, and surveillance; oversee AML/KYC, internal controls, and outsourcing/offshoring governance; coordinate regulatory audits and inspections; provide guidance on regulatory developments and enable approvals for new businesses, products, licenses, systems, and outsourcing; manage a local compliance team and collaborate with regional colleagues to ensure robust compliance and risk management across lines of business.

Required Qualifications

  • Degree in Law, Accounting, Finance or any other relevant disciplines.
  • Minimum 8 years working experience in Compliance in the banking industry in Thailand
  • Possess at least level-4 risk management certification
  • Good knowledge on banking and treasury products and activities
  • Good contacts with Thailand regulators and across the industry
  • Good command of English (oral and written)
  • Strong interpersonal skills with excellent communication and leadership skills
  • Team player with strong self -starter, good governance and organization qualities
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JPMorgan Chase

Head of Compliance, Conduct and Operational Risk - Thailand - Executive Director

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