Group Regulatory Compliance Officer
On-site · Glasgow, Scotland, United Kingdom or Newcastle upon Tyne, England, United Kingdom
Job Summary
Group Regulatory Compliance Officer to lead and support the Compliance Team across FCA-regulated insurance broking and MGA environments. Reports to the Chief Risk Officer and will embed regulatory requirements into operations, drive the group’s compliance monitoring and quality assurance program, conduct file reviews and audits, investigate complaints and errors with root-cause analysis, provide pragmatic regulatory advice, oversee third-party onboarding and due diligence, and deliver timely compliance MI. Strong leadership and change-management capabilities essential to foster a high-performing, compliant culture aligned with Consumer Duty, GDPR and financial crime controls.
Required Qualifications
- Experience within an FCA-regulated environment, ideally insurance broking
- Good understanding of regulatory frameworks including Consumer Duty
- Ability to work independently and take ownership of deliverables
- Strong communication and stakeholder engagement skills
- Excellent organisational skills and ability to manage multiple tasks
- Commercial awareness and risk-based decision making
- Resilience and adaptability under pressure
- Experience leading and developing a team
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.