GFC Manager, Global Markets & GWM
$105,000–$173,900 year
On-siteNew York, United States
Job Summary
Lead discussions with Front Line Units, Control Functions, and Global Compliance partners to assess business processes, internal controls, and emerging financial crimes risks. Review policies and standards to ensure regulatory requirements are appropriately addressed, then contribute to the development and execution of the GFC Coverage Plan. Produce and oversee financial crimes risk reporting for leadership, while designing monitoring, testing, and reviews to identify control weaknesses. Perform independent reviews of the Single Process Inventory and partner with Audit and Regulators by responding to inquiries and participating in examinations. Aggregate risk themes and issue remediation efforts to support continuous improvement of the control environment.
Required Qualifications
- Minimum of seven years of relevant experience in the financial services industry
- preferably with broker dealer experience
- 5+ years of experience in anti-money laundering (AML), compliance, audit, risk management, or process/ controls-related functions
- Experience with data acquisition and analytics at Bank of America
- Knowledge of anti-money laundering (AML) and related AML legislation
- Understanding of Global Wealth Management and/or Global Markets operations, including operational processes and transaction flows
- Self-motivated with the ability to manage competing priorities independently
Desired Qualifications
- Bachelor's Degree in related field
- Experience within the financial services industry and/or a related government entity
- Strong communication, project management, and stakeholder management skills
- Proven ability to influence stakeholders and drive change across both strategic and tactical initiatives
- Proficiency in Microsoft Office products, including advanced Excel skills
- ACAMS (Association of Certified Anti-Money Laundering Specialists) certification preferred
- FINRA Series 7 and/or Series 24 license preferred
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