GBM Public, E-Trading Risk and Control, Associate, Hong Kong/Singapore
On-siteHong Kong, Hong Kong
Job Summary
Drive and support the electronic trading governance and control framework globally by partnering with senior leadership to establish standards and best practices. Enable the business to onboard new and material changes to electronic trading activities across FICC and Equities for Committee review. Design and enhance automated, data-driven processes to provide Business Supervisors with best-in-class tools for risk supervision. Coordinate global automated trading risk assessments and certifications while reviewing e-trading operational risk events. Develop key metrics to measure the effectiveness of the supervisory control framework and liaise with Compliance, Legal, Risk, and Internal Audit to support regulatory interactions. Build knowledge of the APAC regional regulatory environment and read-across to internal processes.
Required Qualifications
- Understanding of risks and controls across electronic trading, sales and trading business
- Understanding of revenue generative functions
- Working knowledge of software driven risks
- Experience managing projects
- Experience building and maintaining stakeholder relationships
- Experience in process redesign
- Executing strategic concepts from inception to implementation
- Ability to prioritize and meet simultaneous competing demands
- Passion for a drive to deliver
- Interest in developments in the global financial regulatory environment
- Specific knowledge of automated trading related regulation
- Knowledge of front office supervision frameworks
Desired Qualifications
- Experience of operational risk
- Familiarity with operational risk frameworks a plus
- Interest in developments in the global financial regulatory environment, specific knowledge of automated trading related regulation and front office supervision frameworks a plus
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