Financial Solutions Advisor- Smith Ranch Financial Center

Provides comprehensive financial advice and customized solutions to clients, builds financial plans, reviews investment goals, and recommends brokerage products including stocks, bonds, mutual funds, annuities, and banking solutions. Triages client requests and makes referrals to internal service providers based on client needs and asset thresholds. Ensures regulatory due diligence under the SAFE Act and engages in necessary registration/background checks. Works with clients to plan short- and long-term financial goals and meets with clients to review financial opportunities while maintaining strong client relationships and a focus on risk management and compliance. In-office role at Smith Ranch Financial Center; required licenses and investment/financial services experience guide responsibilities and career development.