Financial Solutions Advisor Registration Candidate - Sherman Oaks Financial Center
$60,008–$69,992 year
On-siteSherman Oaks, California, United States
Sherman Oaks, California, United StatesOn-siteFull Time$60,008–$69,992 yearLarge
Full TimeLarge
Job Summary
Obtain Securities Industry Essentials, Series 7, and Series 66 licenses within 30 and 120 days of hiring, respectively. Deliver comprehensive financial advice to clients by building relationships, conducting reviews, and recommending strategies to achieve life priorities. Collaborate with core banking and investment partners to connect customers with Bank of America and Merrill solutions. Submit to SAFE Act registration and background checks as required for residential loan mortgage originations. Train at a financial center before potentially transitioning to a phone-based capacity.
Required Qualifications
- Aptitude in obtaining required industry licenses
- Must be self-disciplined in managing time and capacity
- Experience in cultivating client relationships, accessing needs and recommending solutions
- Success creating strong peer relationships through effective communication and collaboration
- Demonstrates a results-driven mindset while prioritizing client's interest in a complex, fast-paced environment
- Executes multiple tasks simultaneously
- Learns and adapts to new technology or applications
- You must obtain your SIE within 30 days of being hired
- You must obtain your Series 7 & 66 within 120 Days
Desired Qualifications
- Currently holds FINRA Securities Industry Essentials (SIE)
- Bachelor's degree
- Minimum of one year of financial services industry or sales experience
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.