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TA of America3 days ago

Financial Solutions Advisor - East Valley Phoenix Area

On-site · Phoenix, Arizona, United States or Gilbert, Arizona, United States

Type
Full Time
Level
Mid Level
Education
High School Or Equivalent
Company size
Enterprise

Job Summary

Provide comprehensive financial advice and customized solutions to clients to help them reach financial goals. Build financial plans incorporating brokerage products (stocks, bonds, mutual funds, annuities) and banking solutions; triage client requests, refer to internal service providers based on client needs and asset thresholds; coach and provide feedback to partners; adhere to regulatory due diligence and SAFE Act requirements for residential loan mortgage originations; stay current on licenses and trainings to support client goals; engage clients to review short- and long-term financial objectives and deliver tailored recommendations.

Required Qualifications

  • Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If you do not currently hold the 66 but have either a 63 or 65, an offer can be extended with the condition that a passing score is received for the missing series within 60 days.
  • Has at least one year experience in the investments industry, including investment training and in-depth knowledge of investment products and services.
  • Has at least one year experience working in the financial service industry and/or a sales environment where goals were met or exceeded.
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TA of America

Financial Solutions Advisor - East Valley Phoenix Area

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