Financial Services Client Associate
On-siteWaynesboro, Virginia, United States
Job Summary
Assist with client account opening, onboarding, and service while collaborating with the marketing department to develop division-specific materials. Review and maintain operating processes to ensure efficient workflows, perform detailed data entry, generate reports, and maintain proficiency across all financial services platforms. Cultivate professional relationships with clients by providing high-quality service and align with organizational values reflected in the LD&B BLUEprint. Maintain contact management information systems, comply with firm policies and industry standards, and handle multiple tasks with little supervision. Requires a high school diploma, current appropriate licenses, and the ability to work 38 hours per week in the office.
Required Qualifications
- High school diploma or equivalent
- Ability to obtain current appropriate licenses, certifications, or credentials necessary and applicable to the division, including maintenance of same
- Adherence to compliance requirements of the regulatory bodies, broker-dealer and firm for non-registered persons
- Excellent communication and interpersonal skills
- Strong organizational and time management skills
- Self-starter capability
- Knowledge of insurance regulations and compliance requirements
- Ability to understand and adhere to all requirements related to information security, privacy and confidentiality
- Physical ability to work a minimum of 38 hours per week in the office
- Ability to sit for long periods of time
- Ability to hear, see, and speak
- Ability to stand, sit, walk, use repetitive small motor activity, use hands and fingers, and reach with hands and arms, stoop, and kneel
- Ability to lift and carry up to 20 pounds
- High-energy level and ability to handle stress-related situations daily
- Valid state issued driver's license
- Ability to operate a vehicle
- Ability to drive and travel unaccompanied in diverse weather conditions
Desired Qualifications
- Additional college courses
- Office environment experience
- Registered Client Associate
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