Financial Planning Consultant
On-siteSt. Louis, Missouri, United States
Job Summary
Collaborate with a Financial Advisor to review clients’ portfolios, understand client goals, enter client data, and conduct financial analysis. Develop tailored financial plans and present recommendations and alternatives; evaluate retirement needs; research risk-management options including insurance; prepare files for meetings with clients; coordinate communications with clients; educate clients on securities markets and estate planning options; assist with 529 education funding questions and small business planning; may open or transfer accounts and enter client orders; ensure compliance with firm and regulatory policies.
Required Qualifications
- Bachelor’s degree in a related field and three years’ experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services
- Licenses SIE required provided that an exemption or grandfathering cannot be applied
- Series 7
- Series 63, 65 and/or 66 as required by state or ability to obtain within six months
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