Financial Crime Compliance Quality Assurance Lead
On-siteWarsaw, Mazovia, Poland
Job Summary
Conduct independent quality assurance reviews and compliance testing across Financial Crime activities to assess adherence to regulatory requirements, internal policies, and standards. Evaluate control effectiveness, identify weaknesses and process gaps, and perform thematic reviews, trend analysis, and root cause assessments. Prepare clear reports communicating findings to stakeholders and track remediation activities resulting from reviews. Partner with Compliance, Operations, Risk, and Business teams to strengthen the control environment and enhance compliance quality assurance methodologies. Requires significant Financial Crime expertise and strong analytical skills.
Required Qualifications
- Significant experience in Financial Crime Compliance (AML, KYC, Sanctions, Customer Due Diligence, Enhanced Due Diligence, Transaction Monitoring, or related disciplines)
- Strong understanding of Financial Crime regulations, customer due diligence requirements, sanctions obligations, and KYC refresh processes
- Experience performing quality assurance reviews, control testing, compliance monitoring, or assurance activities
- Strong analytical, investigative, and problem-solving skills
- Excellent written and verbal communication skills
- Ability to influence and build effective working relationships across multiple stakeholder groups
- Location expectations: working from a U.S. Bank location three (3) or more days per week
Desired Qualifications
- ACAMS, ICA, or equivalent professional qualifications
- Experience working within a large financial institution
- Experience interpreting regulatory expectations and translating them into practical control assessments
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