Financial Advisor - Series 7
$60,000–$60,000 year
On-site · Cape Coral, Florida, United States
Job Summary
Financial Advisor role in Cape Coral, FL focused on growing new business and managing a branch book of advisory, brokerage, and insurance clients. Responsibilities include delivering comprehensive wealth solutions (investment, insurance, and financial planning) to individuals, families, and business clients; driving business development and client acquisition through networking and referrals; growing and maintaining a portfolio of advisory, brokerage, and insurance clients; collaborating with branch managers and internal units to drive referrals; and ensuring regulatory compliance and up-to-date market knowledge. Requires proven financial planning expertise, a strong sales/advisory track record, and the ability to manage multiple priorities with confidentiality and professionalism. Nice-to-have credentials include CFP, ChFC, CRPC, and relevant insurance licenses. Travel is light between branches.
Required Qualifications
- Bachelor’s degree in finance, business, economics, or related field
- Must have recent previous experience as a financial advisor
- FINRA Series 7 and 66 --OR-- 63 and 65
- Florida Health and Life with Variable Annuity insurance 2-15 strongly preferred or to be shortly obtained
- Broker Check at FINRA required
- Background check required – Level II fingerprinting
- Drug screening required
Additional Requirements
- Light local travel between branches
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