Financial Advisor
On-siteIowa City, Iowa, United States
Iowa City, Iowa, United StatesOn-siteInternshipSmall
InternshipSmall
Job Summary
Manage client relationships to help clients achieve wealth goals by creating, reviewing, and implementing financial plans and investment strategies. Attract new clients, coordinate with the client service team, and supervise Wealth Analysts and other Financial Advisors. Develop asset allocation strategies, rebalance portfolios, and conduct due diligence on investment managers while serving on the firm's Investment Committee. Market the firm to referral sources and maintain Center of Influence relationships. Uphold compliance policies and facilitate the adoption of new technology across the client service teams.
Required Qualifications
- Bachelor's degree in a related discipline such as Accounting, Finance or Economics
- Completion of FINRA Securities Industries Essentials (SIE) and Series 65, and Series 7 and Series 66
- Holds appropriate advisory licenses as required by the SEC and state agencies
- Completion of CFP® program and examination
- 5+ years of experience and a median of 17 years of experience in the role
- PC, phone system, general office equipment
- Demonstrates expert knowledge of Microsoft Office applications, especially Excel
- Strong verbal and written communication skills and strong interpersonal skills
- Ability to maintain strict confidentiality
- Ability to effectively promote Nicolet as an employer of choice
- Basic knowledge of banking positions
- Strong organizational, multi-tasking and prioritizing skills
- Self-motivated and resourceful
- Strong leadership and delegation skills
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