Financial Advisor Associate - Hicksville, NY
$66,560–$99,320 year
On-site · Hicksville, New York, United States
Job Summary
Financial Advisor Associate role in Hicksville, NY, within TD Wealth, focusing on attracting and retaining clients through wealth-management advisory services. The FAA analyzes client financial information (income, cash flow, assets, and liabilities), educates prospects and clients on investment and insurance strategies, builds and maintains a client base, and collaborates with Retail Store staff and organizational partners to identify opportunities. Requires strong interpersonal skills, fiduciary mindset, proficiency with Salesforce and wealth-management tools, and licensing (SIE, Series 7, Series 66 or equivalent). Travel within the assigned market is expected to support client engagement and onboarding, including comprehensive onboarding and annual reviews. The position emphasizes regulatory compliance, client education, and ongoing relationship management to meet quarterly and annual objectives.
Required Qualifications
- Bachelor's degree strongly preferred
- SIE & Series 7 required
- Series 66 (or equivalent) or ability to obtain
- U.S. work authorization
- ability to travel within assigned market five days a week
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