Financial Advisor Associate - Hauppauge, NY
$66,560–$99,320 year
On-site · Hauppauge, New York, United States
Job Summary
Financial Advisor Associate works with TD Wealth prospects and clients to attract and retain clients by addressing wealth management advisory needs. Responsibilities include meeting with prospects and clients to analyze financial information, educate and advise on investment and insurance strategies and products, and recommend tailored strategies to meet financial and wealth creation objectives. Builds a client base through acquisition and ongoing relationship management, conducts financial needs analyses, and coordinates onboarding to ensure a comprehensive client experience. Requires SIE and Series 7 (and Series 66 or equivalent or ability to obtain), Bachelor's degree preferred, and ability to travel within the assigned market. Demonstrates strong interpersonal skills, knowledge of wealth products and services, and adherence to regulatory requirements.
Required Qualifications
- Bachelor's degree strongly preferred
- 1+ years of relevant work experience in the financial services industry
- SIE license required
- Series 7 license required
- Series 66 (or equivalent) or ability to obtain
- Strong verbal and written communication skills
- Ability to travel within assigned market to meet prospects and clients
- Knowledge of wealth products and services
- Ability to develop and maintain client relationships
- Regulatory compliance familiarity (FINRA/OCC)
- Fiduciary mindset and client-first approach
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