Financial Advisor Associate - Bluffton, SC
$61,880–$92,560 year
On-site · Bluffton, South Carolina, United States
Job Summary
Financial Advisor Associate (FAA) in TD Wealth based in Bluffton, SC, to attract and retain clients by addressing wealth-management needs. Responsibilities include analyzing client financials (income, cash flow, assets, liabilities), advising on investment and insurance strategies, building and maintaining client relationships, educating clients on strategies, meeting quarterly/annual objectives, onboarding new clients, conducting periodic reviews, educating staff, and coordinating with partners across TD. Requires strong communication, relationship-building, and ability to travel within the assigned market; proficiency with Salesforce and Money Guide Pro; licensing requirements (SIE, Series 7, and Series 66 or equivalent) and a bachelor’s degree preferred. The role emphasizes fiduciary client service, ongoing planning, and adherence to regulatory policies.
Required Qualifications
- Bachelor's degree strongly preferred
- SIE & Series 7 required
- Series 66 (or equivalent) or ability to obtain
- L&H and Series 66 licensing or equivalent
- Travel ability within assigned market five days a week
- 5CA
- OCC, SEC, State Insurance Commissioners regulatory knowledge
- CRM/wealth-management software proficiency (Salesforce, Money Guide Pro)
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