Experienced Lawyer, Financial Services Regulation
HybridSydney, New South Wales, Australia
Job Summary
Conduct core regulatory advisory on AFSL/ACL licensing, Chapter 7 obligations, and consumer law matters. Lead regulatory investigations involving director and senior executive conduct, advising on ASIC and APRA enforcement actions. Design compliance frameworks and support remediation programs for prudential and conduct breaches. Advise on regulatory reform including payments, AML/CTF, and digital assets, while managing M&A due diligence and fintech projects. Work directly with partners on high-impact financial services regulatory challenges across advisory, investigations, and transactions.
Required Qualifications
- Deep experience (6+PQE) in financial services regulation
- Exposure to regulatory investigations, enforcement or major regulatory projects
- Ability to lead matters and manage client relationships
- Strong mentoring capability
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