Equities Operations Control Manger - Vice President
On-site · London, England, United Kingdom
Job Summary
Equities Operations Control Manager (Vice President) leads the design, implementation, and governance of control frameworks within Global Equities Operations. Responsible for coordinating audits, driving remediation of control issues, leveraging analytics and automation to strengthen operational controls, and partnering with Audit, Compliance, and Regulatory teams. Utilizes tools like Tableau, Qlik, Alteryx, and other analytics platforms to publish standardized control metrics, drive risk mitigation programs, and support a proactive risk management culture.
Required Qualifications
- Demonstrated experience in internal/external audit, operational risk reviews, or targeted risk assessments within financial services or a related industry.
- Strong business analytics skills: ability to extract, analyze, and interpret large data sources using tools such as Tableau, Qlik, Alteryx, or similar platforms.
- Proven ability to conduct functional deep dives and root cause analysis, with a track record of identifying and remediating control gaps.
- Excellent verbal and written communication skills, including the ability to present complex findings and recommendations to senior stakeholders (VP/ED/MD level).
- Strong influencing and negotiation skills; able to build partnerships across Operations, Technology, Audit, and Compliance.
- Advanced analytical, problem-solving, and process re-engineering skills, with meticulous attention to detail.
- Effective time management and prioritization skills; able to deliver results in a dynamic, deadline-driven environment.
- Proactive/self-starter with a commitment to delivering value-added support to business partners.
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