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State StreetPosted 3 weeks ago

Enterprise Risk Management (Financial Risk) Audit, Officer

HybridBengaluru, Karnataka, India

Full TimeEnterprise

Job Summary

Execute audits and control consulting engagements using a risk-based audit methodology to evaluate management and operating practices. Lead audit planning, field work, and reporting phases while preparing reports that communicate findings and recommendations to senior management. Manage the Issue and Action Plan closure process and present testing results to line managers and business function leadership. Ensure assigned work complies with State Street Corporate Audit Methodology and Institute of Internal Auditor standards while facilitating coordination with key stakeholders. Maintain current knowledge of audit industry practices and internal control principles, viewing concerns from the perspective of the Audit Committee and Senior Management. Participate in various special projects to support the Enterprise Risk Management Audit Team's independent oversight of financial risks.

Required Qualifications

  • 5+ years of experience in Internal Audit, Risk Management, or related functions within financial services, including custody bank
  • Bachelor's degree, preferable in finance, accounting or related field
  • Experience executing or auditing Financial Risk
  • Strong understanding of global regulatory expectations and industry standards impacting financial risks

Desired Qualifications

  • Advanced degree (CFA, FRM, CPA) preferred
  • Demonstrate knowledge of financial and operational internal control methodologies and terminologies, process and control industry standards; risk management practices and techniques; and internal audit process, technology and tools for planning, design, performance, testing and reporting

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