Director, Regulatory Compliance
On-site · Houston, Texas, United States
Job Summary
Director, Regulatory Compliance will build upon NRG’s existing trade compliance program for energy trading, implementing and monitoring regulatory requirements across agencies (FERC, CFTC, CER, state regulators) and market rules. Responsibilities include monitoring enforcement actions, ensuring compliance with applicable regulations, reviewing trader transactions to identify non-compliance risks, implementing asset bid monitoring, coordinating with Risk, Legal, and Training teams to develop and deliver training, developing and reporting trade compliance metrics to Senior Management, conducting internal investigations, and traveling to industry forums to collaborate with personnel outside the primary office. Travel and onsite presence in Houston, TX are required.
Required Qualifications
- Bachelor’s degree in a related field
- minimum of eight (8) years of directly related experience in energy trading or compliance at a regulatory body or exchange
- knowledge of trading operations and rules related to trading on a DCM
- ability to plan, develop, and implement training programs for personnel engaged in energy transactions
- strong communication and analytical skills
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