Director, Operations, Wealth Management, Operations
On-siteHong Kong, Hong Kong
Job Summary
Oversee daily operational activities for post-trade processing, settlement, cash management, and regulatory reporting across equities, derivatives, bonds, and virtual assets. Serve as the senior escalation point for operational incidents, failed trades, and client-impacting issues, ensuring prompt resolution and clear stakeholder communication. Monitor key risk indicators including aged breaks, settlement efficiency, and reconciliation exceptions while driving process improvements, automation, and standardization initiatives. Provide guidance to junior team members and ensure all activities comply with regulatory requirements and Group policies. Participate in new product launches to ensure operational readiness prior to go-live.
Required Qualifications
- Degree holder in Finance or Business Administration or related discipline(s)
- At least 10 years of experience in Operations
- expertise in equities
- expertise in fixed income
- expertise in funds
- expertise in structured products
- expertise in SBL
- expertise in derivatives
- Familiar with CCASS
- Familiar with DCASS
- Familiar with Euroclear
- Familiar with related systems operations
- Good communication
- strong people management
- inter-personal skills
- Good command of written and spoken English
- Good command of spoken Chinese
- Good command of Putonghua
Desired Qualifications
- Strong project management
- process transformation experience
- some IT advanced knowledge
- is preferable
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.